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Academic Framework

The VALID Framework

A universal AI governance model structured as a dependency hierarchy. Five layers. 26 controls. One governing principle.

VALID is not a compliance checklist. It is a governance architecture built on an organisational truth: you cannot govern what you cannot see, you cannot prove what you have not measured, you cannot trust what you have not monitored, you cannot govern what no one owns, and you cannot recover what you were not prepared to lose.

The framework is published under CC BY-ND 4.0 and freely available for adoption, reference, and implementation with attribution.

26Controls
5Layers
6Maturity Levels
CC BY-ND 4.0Open Standard

Five Layers. One Governance System.

Each layer both depends on and enables the others. A gap in any single layer compromises every other layer.

Every governance system begins with inventory. The Visibility layer requires organisations to register all AI systems, document data lineage, conduct proxy variable audits, document limitations and failure modes, and detect shadow AI.

V-01
AI system registry complete

Maintain a comprehensive register of all AI systems, including purpose, owner, risk classification, and lifecycle status.

V-02
Data lineage documented

Document data sources, quality measures, transformation steps, and lineage for each AI system.

V-03
Proxy variable audit conducted

Audit all proxy variables used by AI systems to identify potential sources of indirect discrimination.

V-04
Limitation and failure mode documentation complete

Document known limitations, failure modes, and edge cases for each AI system.

V-05
Shadow AI detection active

Discover unauthorised AI systems running in your organisation. Addresses unregistered AI systems through network analysis and integration scanning.

You Cannot Skip Layers

The VALID Framework is structured as a dependency hierarchy. Accountability requires Visibility. Lifecycle Monitoring requires Accountability. Integrity requires Lifecycle Monitoring. Defence requires Integrity. A maturity score cannot advance until the layer beneath it reaches functional level (score ≥ 3).

Six Maturity Levels

Your VALID maturity score reflects the lowest-performing layer. Governance cannot be claimed until every layer is functional.

0

Unaware

No governance controls in place. AI systems are operating without oversight.

1

Aware

Visibility layer partially complete. Organisation has begun AI inventory.

2

Accountable

Visibility and Accountability layers functional. Evidence can be produced for regulators.

3

Monitored

Lifecycle Monitoring active. Drift detection and governance triggers operational.

4

Advanced

Integrity assured. Named owners in place. Comprehensive governance with continuous improvement. All controls satisfied.

5

Resilient

Full governance maturity including agentic defence. Organisation can withstand AI incidents and regulatory scrutiny.

Mapped to Regulatory Requirements

VALID controls map directly to the EU AI Act, ISO 42001, and NIST AI RMF. Achieving VALID maturity means satisfying the underlying regulatory obligations simultaneously.

Regulation / StandardRequirementVALID Controls
EU AI Act Art. 9Risk ManagementL-01, L-02, L-04
EU AI Act Art. 13TransparencyA-01, V-05
EU AI Act Art. 14Human OversightA-04, D-05
EU AI Act Art. 15Accuracy / RobustnessD-04, D-05
ISO 42001 A.6.2.5-D-05, L-02
ISO 42001 A.9.2-D-05, A-06
NIST AI RMF Govern-I-01, I-02, I-03
NIST AI RMF Map-V-01, V-02, V-03
NIST AI RMF Measure-A-02, L-02
NIST AI RMF Manage-D-01, D-02, D-05

An Academically Grounded Framework

VALID is not a marketing construct. It is a peer-reviewed governance architecture developed through academic research.

Publication

SSRN white paper

UK Trademark

Filed (Nice Classes 41, 42)

Licence

CC BY-ND 4.0

“Norivo is the commercial platform that implements the VALID Framework. The framework is developed through peer-reviewed research and validated through real-world application.”

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Every engagement is structured around the VALID Framework: 26 controls across 5 layers, delivered as a managed service.

Read the VALID White Paper